Compliance Manager
Position Type: Full Time
Location: Philippines (Remote)
Schedule: M-F9am - 6pm EST
About the Company
Our client is a pioneering financial technology company dedicated to empowering groups with a comprehensive platform that simplifies collecting, spending, and managing money online. With innovative features such as group banking, seamless officer handovers, efficient expense management, secure payment and donation collection, and effective fundraising tools, they deliver all the resources needed for confident and streamlined financial management. By eliminating the need to juggle multiple platforms, they enhance control, efficiency, and security—ensuring every group can focus on what truly matters.
About the Role
As a Compliance Manager, you will be the driving force behind our client’s robust compliance framework, ensuring the highest standards of integrity and accountability. Your expertise in the financial services industry, combined with your keen attention to detail and strategic mindset, will guide the company in meeting and exceeding regulatory requirements. In this role, you will thrive in a fast-paced environment, proactively identifying risks, implementing best practices, and fostering a culture of compliance across the organization.
Responsibilities
- Develop, implement, and maintain our client’s compliance program to ensure adherence to all applicable laws and regulations.
- Monitor and evaluate the effectiveness of compliance controls and processes, making adjustments as necessary to mitigate risk.
- Collaborate with the product team by conducting industry related research and identifying new opportunities to support the company’s growth and innovation.
- Lead and manage AML/BSA audits, examinations, and internal reviews, including preparation, documentation gathering, issue tracking, and follow-ups.
- Conduct regular compliance audits and assessments, and prepare detailed reports for internal stakeholders and regulatory bodies.
- Stay abreast of industry developments and regulatory changes, ensuring our client’s policies and procedures remain up-to-date.
- Provide training and support to employees on compliance-related topics, fostering a culture of compliance across the organization.
- Develop and manage relationships with external counsels, industry associations and product partners.
- Oversee the creation and maintenance of documentation related to compliance activities, including policies, procedures, and reporting
Competencies and Qualifications
Must-Have
- Bachelor’s degree in law, business administration, or a related field.
- Minimum of 5 years of experience in a compliance role within the financial services industry,including fintech, banking, and SAAS.
- Understanding of regulatory requirements and industry best practices relevant to financial services and fintech in the US or UK.
- Strong analytical skills and the ability to interpret complex regulatory guidelines.
- Excellent communication and interpersonal skills, with the ability to influence and collaborate with senior management and other stakeholders.
- Proven ability to develop and implement effective compliance programs and risk management strategies.
- High level of integrity, ethics, and professionalism.
- Strong organizational skills and attention to detail.
- Ability to thrive in a fast-paced, innovative environment and manage multiple priorities simultaneously.
Application Process
We understand that searching for a new job can be challenging, and we’re here to support you every step of the way. Our goal is to make the process as transparent and respectful as possible.
Typically, the interview process includes a Recruiter Interview, Client Interview, and Practical Test, but this may vary depending on the role. Throughout each stage, we’ll keep you informed and provide feedback as quickly as we can, ensuring you feel valued and supported throughout your journey with us.
Job Type: Full-time
Pay: Php70,000.00 - Php100,000.00 per month
Benefits:
- Work from home
Experience:
- Compliance Role – Fintech, Banking & SaaS: 2 years (Required)
- Regulatory & Best Practices Knowledge – US/UK Fintech: 2 years (Required)
Work Location: Remote
