Summary:
This role will play a key part in executing robust and proactive risk management programs, partner with and influence key stakeholders to achieve business value while ensuring Finance is operating within enterprise risk management frameworks, and enable a strong culture of risk management that’s adaptable to a changing environment. This position is responsible for developing and performing independent testing of controls accurately and timely in adherence with the Enterprise Control Standard methodology. The role builds and executes tests across various Finance Lines of Business (LOBs) and supports FRM’s overall objective of ensuring the Finance Division maintains an effective risk and control management environment.
General Responsibilities:
Lead multiple meetings with LOBs (i.e., Kick-Off meetings to set testing expectations, walkthroughs to better understand the design and execution of controls, deliver test results to the LOBs)
Establish and maintain effective engagements with Risk Advisors and LOBs to provide business value through robust and effective assessments of the control environment
Perform control tests of Design Effectiveness and Operational Effectiveness across multiple LOBs and document test results in accordance with the Enterprise Control Standard methodology
Assess business process adherence to applicable laws, regulatory requirements, business requirements, and controls
Understand regulatory and business process environment changes and the impact of those changes to current and upcoming tests
Be resilient, open, and have the ability to adapt to change effectively and efficiently
May be assigned / rotated across related sub-functions including but not limited to sub-functions
All other job-related duties that may be assigned from time to time
Basic Qualifications:
Educational Background: Bachelor’s Degree
Professional Experience: At least 2 years of experience in Control Testing, Auditing, or a combination of these experiences
Skills Required:
Understanding of the risk management framework and techniques
Strong research and analytical skills to gather data/information for risk and controls analysis
Strong interpersonal skills
Clear written and verbal communication skills
Sound judgment in recommending and implementing resolutions
Preferred Qualifications:
2+ years of experience in the Finance Services industry
Working knowledge of and ability to use Google Suites or MS Office applications
Experience with Audit Firm (Big 4 companies)
Experience in US Regulations/US GAAP
Ability to work independently and flexible to change in a fast-paced environment that requires the balancing of competing priorities
Amenable to work in a hybrid set up
Amenable to work in a mid shift schedule
Amenable to work in Alabang
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
