Are you looking for a detail-oriented role where you can leverage your analytical skills and ensure guideline compliance while supporting client trading capabilities?
As an Account Opening Analyst within the Wealth Management line of business, you will be tasked with the maintenance of existing brokerage accounts. Your main duty will involve data input for Suitability and Trading capabilities. This includes submitting client suitability updates based on the review of client documentation and instructions provided by the client and/or the Investment Teams. Additionally, you will be responsible for adding or enabling products/services to execute trades as per client or internal business partner instruction. This role demands a high level of discipline, meticulous attention to detail, and a robust control mindset. You will be expected to adhere to the guidelines set by FINRA and the SEC.
Job Responsibilities:
- Review and interpret client documentation for brokerage account maintenance
- Perform suitability updates based on client or partner instructions
- Research documentation to ensure accurate suitability (FINRA Rule 2111 / SEC 17A3)
- Authenticate instructions from authorized account holders
- Identify and prefill documentation for client review and execution
- Diligently maintain outlined policies and procedures
- Serve as the first line of defense for escalations
- Assist with team projects and initiatives
- Run basic reports and analyze trends
- Review metrics and take necessary actions
- Promote a controls environment to mitigate risk
Required qualifications, capabilities, and skills:
- Experience in a role requiring both verbal and written proficiency in Spanish or Portuguese, enabling effective communication and collaboration with clients and colleagues
- Demonstrate strong analytical and problem-solving skills
- Embrace a growth mindset with continuous learning
- Maintain detail-oriented and accurate work
- Manage and prioritize tasks effectively
- Exhibit strong verbal and written communication
- Display teamwork and leadership abilities
- Think creatively to implement process improvements
- Possess foundational financial industry knowledge
- Have intermediate knowledge of JPMorgan’s business lines and processes
- Understand risk management, controls, and business workflows
- Proficient in MS Office applications (Outlook, Excel, Word)
Preferred qualifications, capabilities, and skills:
- Bachelor's degree or equivalent professional experience
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.